SIFMA Corporate Actions Division

Board Meeting

Fri, 30 Nov 2007 15:30:07 GMT

Board Meeting
Start Date: 10-Dec-08 3:00 PM
End Time: 10-Dec-08 5:00 PM
Speaker:

Board Meeting

Wed, 28 Nov 2007 22:11:12 GMT

Board Meeting
Start Date: 20-Nov-08 3:00 PM
End Time: 20-Nov-08 5:30 PM
Speaker:

Board Meeting

Wed, 28 Nov 2007 21:10:14 GMT

Board Meeting
Start Date: 8-Oct-08 3:00 PM
End Time: 8-Oct-08 5:30 PM
Speaker:

Board Meeting

Wed, 28 Nov 2007 21:09:42 GMT

Board Meeting
Start Date: 10-Sep-08 3:00 PM
End Time: 10-Sep-08 5:30 PM
Speaker:

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noemail@corporateactions.org — Mon, 19 Mar 2007 22:24:12 GMT

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19-Mar-07 5:24 PM

Membership Application

Mon, 07 Apr 2008 15:57:34 GMT

THE CORPORATE ACTIONS DIVISION, INC. SIFMA MEMBERSHIP APPLICATION (click here for pdf version of membership application) Firm Name: Address: City/State/Zip: Clearing Number: Please indicate which member will be the Firm Coordinator (Name): Member Name: Member Title: Department: Work Telephone: Fax Number: EMail Address: Member Name: Member Title: Department: Work Telephone: Fax Number: ...

Standard & Poor's

Wed, 26 Mar 2008 17:19:50 GMT

Standard & Poor’s provides corporate action services that actively tracks corporate actions and changes affecting securities worldwide. Our vast capabilities assist with global straight through processing (STP), global clearance and settlement, compliance, security master file maintenance, data management and operations, mutual fund and client statement evaluations.

Standard & Poor’s is the world’s foremost provider of global reference data solutions including securities identification, independent evaluations and credit ratings, risk management tools and descriptive information to support investment managers and securities professionals worldwide.

Maria McIsaac
Standard & Poor’s
55 Water St., 45th FL.
New York, NY 10041
212-438-4589
maria_mcisaac@sandp.com
www.standardandpoors.com

Broadridge Financial Solutions, Inc.

Mon, 10 Mar 2008 18:24:25 GMT

Broadridge Financial Solutions, Inc., formerly ADP Brokerage Services Group, is the largest processor and provider of shareholder communications in the U.S. and Canada, a leading position attributed to decades of World Class Service, experience and reliability. Broadridge’s wide range of services reduce the expenses associated with your communications, increase service levels, increase compliance, and allow you to focus on your core business. Outsource the distribution of your reorganization information and responses to Broadridge’s ReorgPlus® system, and you’ll save time, money and manpower. A cost-effective alternative to in-house processing, our fully automated, highly efficient, electronic system provides: • Continuous monitoring of pending information • Capacity to meet both electronic and hard copy distribution of any size • Complete management of the shareholder response process • Distribution of all materials to your customers within 48 hours of receipt •...

Advisory Council

Tue, 22 Jan 2008 18:07:46 GMT

Advisory Council John Byrne Deutche Bank Securities Inc. Linda Bookheim S.W.I.F.T. Charles Price Xcitek John Dolan Exchange Data International Michael Duncan Mellon Investors Services Joseph Gallo Fortis Securities LLC Karl Baker The Depository Trust and Clearing Corp. Kathryn Guillou Ridge Clearing & Outsourcing Solutions Inc. Christopher Madigan Fidelity: ActionsXchange Edwin Mecabe Hudson Bay Capital Management, LP Adam Miranda Morgan Stanley Barbara Panzer Deliotte & Touche Judith Smith Morgan Stanley Lorraine Morrison The Depository Trust and Clearing Corp.

Advisory Board

Wed, 03 Oct 2007 18:09:29 GMT

Advisory Board All are Past Presidents * Rafael Dieppa Securities Indursty and Financial markets Assonciation Raymond DiSanza Charles Schwab & Co Tai May Lee Hudson Bay Capital Management LP John Wagner Morgan Stanley Thomas Navarria A.G. Edwards & Son * Agostino M. Ricci Securities Industry and Financial Markets Association * Neil Sherron Caxton Associates LLC *Emil A. Soldati Tradition Asiel & Co * Denotes President Emeritus

Committees

Thu, 20 Sep 2007 21:27:12 GMT

Introduction The Corporate Actions Division is a progressive organization that continues to strive toward bringing problems and/or issues to the forefront of the securities industry. We are always seeking input and your participation in the committees addressing today’s problems, as well as tomorrow issues. If you are interested in participating in a committee or wish to provide feedback on a problem or issue, please contact the committee chairperson highlighted below: INDUSTRY COMMITTEES STP COMMITTEE CHAIR: JOHN WAGNER This newly formed committee’s purpose will be to identify potential issues within the Corporate Actions environment arising from the industry conversion to a T+1 settlement cycle. We are actively pursuing membership participation in a series of round table discussions to begin discussing this issue and the impact on Corporate Actions. PROXY COMMITTEE CHAIR: LEWIS TREZZA A committee dedicated to identifying and addressing today’s problems, as well as...

Panel 3 - Newsletters

Tue, 24 Jul 2007 20:18:36 GMT

The Corporate Actions Division newsletter is published by the division providing updates on division initiatives and issues within the industry.

Read our latest newsletter

Visit our newsletter archive

Panel 4 - Become a Member

Wed, 11 Jul 2007 17:33:44 GMT

The Corporate Actions Division, a Division of SIFMA, invites you to become a member.

Our division focuses specifically on corporate action and proxy matters. >more

Benefits of Membership

Membership Application

Become a Member

Wed, 11 Jul 2007 17:32:04 GMT

At over 400 strong our membership represents a cross-section of the securities industry with members from brokers, banks, corporations and service providers. If you are involved in any aspect of these areas of the securities industry you should consider joining the Corporate Actions Division. Our diverse member base allows the division to draw on individuals with expertise in all areas of corporate actions and proxy processing. Members are always encouraged to provide feedback or participate in the initiatives of the division.

Panel 5

Wed, 11 Jul 2007 16:03:52 GMT

Visit SIFMA's Career Center to find qualified financial services candidates.

The Corporate Actions Division appreciates the support of our sponsors.

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noemail@corporateactions.org — Mon, 19 Mar 2007 22:24:11 GMT

Objectives:

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Release Date: 19-Mar-07 5:24 PM
Expiration Date: 19-Jun-07 5:24 PM

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2007-03-19T22:24:11Z

Instructor: Instructor

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