SIFMA Corporate Actions Section Content Managers RSS Feed

Advisory Board

Wed, 08 Sep 2010 13:28:27 GMT

Advisory Board All are Past Presidents * Rafael Dieppa Securities Industry and Financial Markets Association Raymond DiSanza Charles Schwab & Co Tai May Lee Securities Industry and Financial Markets Association John Wagner Morgan Stanley Thomas Navarria Securities Industry and Financial Markets Association * Agostino M. Ricci Securities Industry and Financial Markets Assoiation * Neil Sherron Caxton Associates LLC *Emil A. Soldati Securities Industry and Financial Markets Association * Denotes President Emeritus

Advisory Council

Fri, 03 Sep 2010 18:49:18 GMT

Advisory Council
John Byrne	Deutche Bank Securities Inc.
Charles Price	Interactive Data Corporation
Michael Duncan	Mellon Investors Services
Joseph Gallo	Fortis Securities LLC
Karl Baker	National Financial Services LLC
Kathryn Guillou	Ridge Clearing & Outsourcing Solutions Inc.
Edwin Mecabe	NYSE Euronext
Adam Miranda	Credit Suisse AG
Barbara Panzer	Deliotte & Touche

Committees

Fri, 09 Jul 2010 16:44:31 GMT

Introduction The Corporate Actions Section is a progressive organization that continues to strive toward bringing problems and/or issues to the forefront of the securities industry. We are always seeking input and your participation in the committees addressing today's problems, as well as tomorrow issues. If you are interested in participating in a committee or wish to provide feedback on a problem or issue, please contact the committee chairperson highlighted below: INDUSTRY COMMITTEES STP COMMITTEE CHAIR: JOHN WAGNER This newly formed committee's purpose will be to identify potential issues within the Corporate Actions environment arising from the industry conversion to a T+1 settlement cycle. We are actively pursuing membership participation in a series of round table discussions to begin discussing this issue and the impact on Corporate Actions. PROXY COMMITTEE CHAIR: LEWIS TREZZA A committee dedicated to identifying and addressing...

Membership Application

Fri, 09 Jul 2010 16:04:17 GMT

Join the Corporate Actions Section of The SIFMA's Operations and Technology Society! In this historic period of reform, it is now more important than ever to stay connected and informed within our industry. I invite you to join the Corporate Actions Section of the Operations and Technology Society today to take advantage of all the benefits membership has to offer. The Corporate Actions Section was founded in 1968 as a forum for like-minded industry participants to communicate about issues that impact their daily professional lives. Our legacy of service and value to the professional community is rooted in our years of service to our members. Today, our Section boasts over 487 members. As a member, you already know that professionals from all across our industry have joined the Corporate Actions Section. You may also know that the former Dividend Division, an affiliate of SIFMA, recently merged with the new Corporate Actions Section of SIFMA's Operations...

Benefits of Membership

Fri, 09 Jul 2010 16:03:05 GMT

We offer our membership Diversity:

The Firms participating in the Section cover a wide range of services within the Financial Industry:

Banks,
Brokerages,
Depositories,
Service Providers,
Fortune 500 Companies
and more…

Industry representation:

A voice in improving todays’ business practices and establishing tomorrow’s goals.

The Corporate Actions Section has representation on a wide range of industry committees...

DTCC’s Corporate Action Advisory Board
Bond Market Association
Equity Repo Operations Task Force
and more.

Foster efficient operations and membership awareness through the creation of Section committees . . . .

STP Committee
P & I Clawback Committee

Services Provided:

Communication to the membership, for the membership.

Publications:

Annual Directory of Members
Quarterly Newsletters

Become a Member

Fri, 09 Jul 2010 16:01:29 GMT

At over 400 strong our membership represents a cross-section of the securities industry with members from brokers, banks, corporations and service providers. If you are involved in any aspect of these areas of the securities industry you should consider joining the Corporate Actions Section. Our diverse member base allows the division to draw on individuals with expertise in all areas of corporate actions and proxy processing. Members are always encouraged to provide feedback or participate in the initiatives of the section.

Welcome

Thu, 03 Jun 2010 12:49:13 GMT

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Edit Your Profile

Thu, 03 Jun 2010 12:48:46 GMT

If your member profile needs updating or you have an inquiry about your member profile, please e-mail us at SIFMA-Societies@SIFMA.org.

DIVIDEND & CORPORATE ACTIONS DIVISIONS MERGE

Tue, 11 May 2010 17:57:16 GMT

Dear Dividend Division Member, In recent months, the Officers and Executive Board of the Dividend Division have been discussing the critical importance of creating a stronger and more unified organization that would meet the future challenges of our membership as well as the current strategic objectives of SIFMA. In order to achieve these goals, our Board began a dialogue with the Corporate Actions Division of SIFMA to merge the two SIFMA Divisions. I am pleased to announce that our Board unanimously approved this merger which will be effective January 1, 2010. At that time, our shared interests will be represented by one organization, under the name of the Corporate Actions Section of the Technology and Operations Society of SIFMA. Combining our resources, membership and agenda with the CAD, we are confident we have positioned ourselves to significantly increase our overall visibility and influence that clearly enhances our capability to effectively represent the diverse...

Special Alerts

Mon, 19 Apr 2010 16:51:20 GMT

New DTCC User Interface

Panel 5

Tue, 09 Feb 2010 16:00:33 GMT

Dividend Division and
Corporate Actions Division
Merge Effective January 1, 2010

Read the letter from the
Dividend Division President

Dividend Division and
Corporate Actions Division
become Corporate Actions Section of
The Operations and Technology Society of SIFMA

Panel 4 - Become a Member

Mon, 08 Feb 2010 19:14:26 GMT

The Corporate Actions Section, a Society of SIFMA, invites you to become a member.

Our section focuses specifically on corporate action and proxy matters. >more

Benefits of Membership

Membership Application

Member Services

Tue, 02 Feb 2010 15:44:10 GMT

For your convenience and benefit, a variety of relevant links have been gathered and made available to you as a member of CAS.

Pay by check

Wed, 15 Apr 2009 14:03:29 GMT

Thank you.

Reminder, If you are mailing a check, please send payment with your information to:

The Corporate Actions Division Inc.
c/o James Boyle

Goldman Sachs Group,Inc.
30 Hudson St 4th Floor
Jersey City NJ 07302

Corporate Actions Divisions, Inc. SIFMA Member Application Welcome

Wed, 15 Apr 2009 12:25:55 GMT

The Corporate Actions Division is well established and recognized in the industry and has been in existence for more than 40 years. The member firms include a variety of banks, brokers, industry utilities and service providers and has drawn experts in all areas of Corporate Actions and Proxy. Some of the benefits offered to our members include: A copy of our membership directory which contains valuable contact details Periodic updates - newsletters, blast emails, etc. Scholarship program Educational seminars, and Access to the Division's website. The 2009 annual membership fee is $60 per member. Please use fill out the form below to complete the Membership Registration Form. You will be able to pay by credit card online. If you are mailing a check, please sending payment to: The Corporate Actions Division Inc. c/o James Boyle Goldman Sachs Group,Inc. 30 Hudson St 4th Floor Jersey City NJ 07302 email: james.boyle@gs.com Fax number 917 977 3064 New...

Membership Application

Mon, 06 Apr 2009 15:11:38 GMT

THE CORPORATE ACTIONS DIVISION, INC. SIFMA MEMBERSHIP APPLICATION The Corporate Actions Division Inc. c/o James Boyle Goldman Sachs Group,Inc. email: james.boyle@gs.com Fax number 917 977 3064 Firm Name: Address: City/State/Zip: Clearing Number: Please indicate which member will be the Firm Coordinator (Name): Member Name: Member Title: Department: Work Telephone: Fax Number: EMail Address: Member Name: Member Title: Department: ...

Standard & Poor's

Wed, 26 Mar 2008 16:19:50 GMT

Standard & Poor’s provides corporate action services that actively tracks corporate actions and changes affecting securities worldwide. Our vast capabilities assist with global straight through processing (STP), global clearance and settlement, compliance, security master file maintenance, data management and operations, mutual fund and client statement evaluations.

Standard & Poor’s is the world’s foremost provider of global reference data solutions including securities identification, independent evaluations and credit ratings, risk management tools and descriptive information to support investment managers and securities professionals worldwide.

Maria McIsaac
Standard & Poor’s
55 Water St., 45th FL.
New York, NY 10041
212-438-4589
maria_mcisaac@sandp.com
www.standardandpoors.com

Broadridge Financial Solutions, Inc.

Mon, 10 Mar 2008 17:24:25 GMT

Broadridge Financial Solutions, Inc., formerly ADP Brokerage Services Group, is the largest processor and provider of shareholder communications in the U.S. and Canada, a leading position attributed to decades of World Class Service, experience and reliability. Broadridge’s wide range of services reduce the expenses associated with your communications, increase service levels, increase compliance, and allow you to focus on your core business. Outsource the distribution of your reorganization information and responses to Broadridge’s ReorgPlus® system, and you’ll save time, money and manpower. A cost-effective alternative to in-house processing, our fully automated, highly efficient, electronic system provides: • Continuous monitoring of pending information • Capacity to meet both electronic and hard copy distribution of any size • Complete management of the shareholder response process • Distribution of all materials to your customers within 48 hours of receipt •...

Financial Information Incorportated

Mon, 18 Jun 2007 18:56:42 GMT

1 Cragwood Road 2nd Floor South Plainfield, NJ 07080 www.fiinet.com Financial Information, Incorporated (FII), the creator and publisher of the industry-recognized Annual Guide to Stocks, is the leading provider of Corporate Actions Notifications Data to the banking and brokerage industries.Since 1906, FII has offered the most comprehensive portfolio of Domestic Corporate Actions Services available. FII is pleased to announce the addition of Financial International Data Services (FIDS) and Financial Actions Alert Service (FAAS) to its premier portfolio of securities information services delivered via FII’s World Wide Web-based query system, FII Online.Over 600 companies now have access to FII Online, which allows thousands of company employees to rely on FII’s vast store of financial data.For additional information please contact:Philip J. Necci, Jr.Executive Vice PresidentManaging DirectorTel: 908-222-5320eMail: pnecci@fiinet.com

Telekurs Financial

Mon, 18 Jun 2007 18:55:57 GMT

For over 75 years, Telekurs Financial has been the world’s best source of global securities pricing and reference data. Today, we offer uniquely structured and encoded securities reference and corporate actions/events data, real-time market data and flexible portfolio-based pricing.

Telekurs covers over 2.6 million securities, and our database is distinguished both for global coverage and depth of pricing and descriptive information. Our legendary high quality and customer satisfaction are ensured through direct data sourcing (from 750 global sources), strict adherence to QA procedures, and the world-class service provided by our teams of analysts stationed in 18 global financial centers.

Telekurs services include,

Real-time market data feeds, available through simple APIs or standard platforms
Security descriptive, corporate action and reference information - uniquely structured and encoded to automate database updates and facilitate STP

For more information, please contact Telekurs (USA) on 203.353.8100 or email your inquiry to sales@tkusa.com.